Become your company’s in-house expert on the regulations and court decisions that define investor relations

This valuable seminar provides a comprehensive overview of regulations and court decisions that impact financial disclosure, governance issues, self-regulating organizations (NYSE and NASDAQ) reporting, governance requirements, and civil and criminal liabilities.

This one-day seminar goes beyond text book instruction to provide small group discussion and application of regulatory issues to hypothetical cases. Instructors are a leading team of legal experts and partners from Paul Hastings, moderated by NIRI National Board member Mary Beth Kissane, JD, MA, Principal, Walek & Associates and Founder, Corporate Perception Research LLC.

Important to all in the financial disclosure and communications process, including investor relations practitioners and counselors, CFOs and financial communications professionals who want a primer on the regulations.

Topics Include

• The basic reporting requirements of public companies
• Corporate governance issues that impact investor relations
• Periodic reports that public companies must file with the SEC
• The impact of FinReg, Sarbanes Oxley, Reg FD, and Reg G