Sycom GM RSS feed generatorMon, 19 Dec 2011 13:41:58 GMTregulationshttp://www.www.niri.org/default.aspxCopyright 2009en-usWed, 08 Feb 2012 09:37:56 GMT1President Obama to Approve New Financial Regulatory Reform Measures (7/20/10)http://www.www.niri.org/Main-Menu-Category/advocate/regulations/President-Obama-to-Approve-New-Financial-Regulatory-Reform-Measures.aspxOn July 21, 2010, President Obama will sign the Dodd-Frank Wall Street Reform and Consumer Protection Act.Mon, 24 Jan 2011 15:42:22 GMTSEC Compliance & Disclosure Interpretations - Climate Change Disclosure (2/10)http://www.sec.gov/rules/interp/2010/33-9106.pdfOn February 2, 2010, the SEC issued an interpretive release to provide public companies with guidance regarding climate change disclosure. Fri, 12 Feb 2010 12:33:13 GMTSEC Compliance & Disclosure Interpretations - Use of Non-GAAP Financial Measures (1/10)http://www.sec.gov/divisions/corpfin/guidance/nongaapinterp.htmThese Compliance & Disclosure Interpretations ("C&DIs") comprise the Division's interpretations of the rules and regulations on the use of non-GAAP financial measures including Reg G.Wed, 13 Jan 2010 11:09:24 GMTSEC Proxy Disclosure Enhancements Transition Compliance and Disclosure Interpretations (12/09)http://sec.gov/divisions/corpfin/guidance/pdetinterp.htmThu, 24 Dec 2009 10:53:54 GMTSEC Proxy Disclosure Enhancements (12/09)http://www.sec.gov/rules/final/2009/33-9089.pdfChanges and additions to current proxy disclosure requirements.Thu, 24 Dec 2009 10:49:02 GMTSEC Reg FD Compliance and Disclosure Interpretations (8/09)http://www.sec.gov/divisions/corpfin/guidance/regfd-interp.htmThese Compliance and Disclosure Interpretations ("C&DIs") comprise the Division's interpretations of Regulation FD. Some of these C&DIs were first published in prior Division publications and have been revised in some cases. Fri, 28 Aug 2009 14:53:33 GMTSEC Final Amendments to Reg SHO (7/09)http://www.sec.gov/rules/final/2009/34-60388.pdfSEC's final rule making permanent its temporary rule 204T, intended to reduce fails to deliver and address abusive "naked" short selling.Sun, 30 Aug 2009 16:24:48 GMTSEC Proposed Rule Amendments - Proxy Disclosure and Solicitation Enhancements (7/09)http://www.sec.gov/rules/proposed/2009/33-9052.pdfamendments to SEC rules designed to enhance the compensation and corporate governance disclosures registrants are required to make about: their overall compensation policies and their impact on risk taking; stock and option awards of executives and directors; director and nominee qualifications and legal proceedings; company leadership structure; the board's role in the risk management process; and potential conflicts of interest of compensation consultants that advise companies.Fri, 28 Aug 2009 14:11:25 GMTSEC Approves NYSE Rule 452 Amendment to Eliminate Broker Discretionary Voting in Director Elections (7/09)http://www.sec.gov/rules/sro/nyse/2009/34-60215.pdfFri, 28 Aug 2009 14:11:46 GMTSEC Proxy Access Proposal - Facilitating Shareholder Director Nominations (6/09)http://www.sec.gov/rules/proposed/2009/33-9046.pdfNew rules that would require, under certain circumstances, a company to include in the company's proxy materials a shareholder's, or group of shareholders', nominees for director.Fri, 28 Aug 2009 14:12:07 GMTSEC Proposed Reg SHO Short Sale Rules Amendment (4/09)http://www.sec.gov/rules/proposed/2009/34-59748.pdfTwo proposed approaches to restrictions on short selling - one is a price test that would apply on a market wide and permanent basis ("short sale price test" or "short sale price test restriction") and one that would apply only to a particular security during severe market declines in that security ("circuit breaker").Fri, 28 Aug 2009 14:12:42 GMTRegulation Ghttp://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-G.aspxAs required by the Sarbanes-Oxley Act of 2002, the SEC introduced these new rules and admendments to address the use of non-GAAP financial measures.Wed, 15 Jul 2009 12:56:46 GMTSEC Compliance & Disclosure Interpretations - Use of Non-GAAP Financial Measures (1/10)http://www.sec.gov/divisions/corpfin/guidance/nongaapinterp.htmThese Compliance & Disclosure Interpretations ("C&DIs") comprise the Division's interpretations of the rules and regulations on the use of non-GAAP financial measures including Reg G.Wed, 13 Jan 2010 11:09:24 GMTSEC Full Text Reg G (March 2003)http://www.sec.gov/rules/final/33-8176.htmFri, 28 Aug 2009 14:19:49 GMTSEC Reg G FAQ (June 2003)http://www.sec.gov/divisions/corpfin/faqs/nongaapfaq.htmFri, 28 Aug 2009 14:20:23 GMTCFO Magazine: Dealing with Reg G (October 2003)http://www.cfo.com/article.cfm/3010575?f=relatedNon-GAAP financial measures still have their place.Fri, 28 Aug 2009 14:20:54 GMTSEC Spotlight on Fair Value Accounting Standards (12/08)http://www.sec.gov/spotlight/fairvalue.htmThe SEC has aggregated content on Fair Value Accounting in this "spotlight."Fri, 28 Aug 2009 14:13:28 GMTSEC Interpretive Guidance on the Use of Company Web Sites (8/08)http://www.sec.gov/rules/interp/2008/34-58288.pdfSEC guidance regarding the use of company web sites and technology generally in providing information to investors.Tue, 20 Sep 2011 13:43:55 GMTSEC Notice and Access Rule (7/07)http://www.sec.gov/rules/final/2007/34-56135fr.pdfShareholder Choice Regarding Proxy Materials, also known as "Notice and Access"Fri, 28 Aug 2009 14:09:16 GMTNIRI Regulations 101 Professional Development Course (pdf)http://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulations-101-pdf.aspxSun, 12 Jul 2009 18:09:42 GMTSarbanes-Oxleyhttp://www.www.niri.org/Main-Menu-Category/advocate/regulations/Sarbanes-Oxley.aspxInformation on the Sarbanes-Oxley Act.Fri, 28 Aug 2009 15:06:33 GMTControlling SOX's Section 404 (Feb. 06)http://www.www.niri.org/Main-Menu-Category/advocate/regulations/Sarbanes-Oxley/2006feb.aspxIR Update, February 2006.Mon, 13 Jul 2009 12:53:06 GMTWhistleblower Provisions of the Sarbanes-Oxley Acthttp://www.www.niri.org/Main-Menu-Category/advocate/regulations/Sarbanes-Oxley/whistleblowerprovisions2002.aspxThe Whistleblower Provisions of the Sarbanes-Oxley Act of 2002 by George R. Salem and Laura M. FranzeTue, 19 May 2009 10:03:47 GMTGibson, Dunn, & Crutcher LLP SEC FAQ Comments (2003)http://www.www.niri.org/Main-Menu-Category/advocate/regulations/Sarbanes-Oxley/061503secfaqsnongaapform8k.aspxMon, 06 Jul 2009 12:00:10 GMTRegulation Fair Disclosurehttp://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-Fair-Disclosure.aspxFri, 28 Aug 2009 15:04:45 GMTStandards of Practice Volume III - Disclosure - Draft for Comment - 2011http://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-Fair-Disclosure/Standards-of-Practice-Volume-III--Disclosure--Draft-for-Comment--2011.aspxMon, 19 Dec 2011 13:41:58 GMTGot Experts?, A. Motley (May 2011)http://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-Fair-Disclosure/Got-Experts-A-Motley-May-2011.aspxMon, 23 May 2011 11:59:47 GMTScript for Trouble. S.Cooke (Feb 2011)http://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-Fair-Disclosure/Script-for-Trouble-SCooke-Feb-2011.aspxFri, 18 Feb 2011 14:11:06 GMTSteer Clear, J.O'Bannon, L.Cannon (August 2010)http://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-Fair-Disclosure/Steer-Clear-JOBannon-LCannon-August-2010.aspxArticle: IR Update, August 2010Thu, 19 Aug 2010 15:15:00 GMTSEC Reg FD Compliance and Disclosure Interpretations (8/09)http://www.sec.gov/divisions/corpfin/guidance/regfd-interp.htmThese Compliance and Disclosure Interpretations ("C&DIs") comprise the Division's interpretations of Regulation FD. Some of these C&DIs were first published in prior Division publications and have been revised in some cases. Fri, 28 Aug 2009 14:53:33 GMTSenior NIRI Members Offer Their View on Reg FD's Impact (7/21/08)http://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-Fair-Disclosure/Senior-NIRI-Members-Offer-Their-View-on-Reg-FDs-Impact-2008.aspxExecutive interviews synthesized into core disclosure values.Wed, 12 Aug 2009 09:15:31 GMTSEC Interpretive Guidance on the Use of Company Web Sites (8/08)http://www.sec.gov/rules/interp/2008/34-58288.pdfSEC guidance regarding the use of company web sites and technology generally in providing information to investors.Tue, 20 Sep 2011 13:43:55 GMTFinal Rule: Selective Disclosure and Insider Trading (Reg FD) (10/00)http://www.sec.gov/rules/final/33-7881.htmFri, 28 Aug 2009 15:01:57 GMTSEC Answers Questions Regarding Reg FDhttp://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-Fair-Disclosure/rfd20001120.aspxKatten Muchin Zavis client advisory memo on FD dated 10/23/2000.Mon, 06 Jul 2009 12:01:41 GMTRegulation FD Tipshttp://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-Fair-Disclosure/regfdtipscfm.aspxTue, 19 May 2009 14:22:37 GMTRethinking Disclosure Policies and Practices in the Wake of the SEC's New Selective Disclosure Ruleshttp://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-Fair-Disclosure/rule.aspxRethinking Disclosure Policies and Practices in the Wake of the SEC's New Selective Disclosure Rules September 15, 2000 From Fried, Frank, Harris, Shriver and JacobsonTue, 19 May 2009 10:11:37 GMTRegulation FD - Practical Issues Raisedhttp://www.www.niri.org/Main-Menu-Category/advocate/regulations/Regulation-Fair-Disclosure/sncfd.aspxSULLIVAN & CROMWELL memo on FD implications published on September 7, 2000.Mon, 06 Jul 2009 12:02:38 GMTSEC Ratification of Rule 452 (7/09)http://www.sec.gov/rules/sro/nyse/2009/34-60215.pdfSun, 30 Aug 2009 16:49:28 GMT